Thornburg Investment Management Code of Business Conduct and Ethics (PDF)
Thornburg Investment Trust Code of Business Conduct and Ethics (PDF)
Proxy Vote Record (PDF)
Proxy Voting Policy and Procedures (PDF)
Federal law requires us to obtain, verify and record information which identifies each person who opens an account. When you open an account, you will be asked to supply your name, address, date of birth, Social Security or tax identification number and other information identifying you. Furthermore, legal entity customers may be asked to provide verification and identification information about their ultimate beneficial owners and control persons. We are required to reject any new account application if the required information is not provided.
Thornburg Securities Corporation - Business Continuity Plan (PDF)
Thornburg Investment Management and Thornburg Investment Trust - Business Continuity Plan (PDF)
Form ADV Part 2A (PDF)
Trade-Matching Statement (PDF)
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